The North American Securities Administrators Association has adopted amendments to a model rule that would bar broker-dealer representatives from billing themselves as advisors.

States can now adopt a model rule that will prevent brokers from holding themselves out to the public as "advisors" or ...

In the Appendix to comments Seaton made on the definition of brokers and bona fide agents, it becomes clear why it's so important to establish the paper trail between loads hauled and monies ...

How does the IRS define a crypto broker? The definition of the term “broker” includes individuals or entities that regularly provide services to carry out digital asset transfers. This ...