
Search Filings - SEC.gov
View a listing of real-time filings as they are submitted into the EDGAR system. Also view daily filings by form type within the past week. Tutorials and resources to help users locate filings, …
SEC.gov | Home
Founded to help our country respond to the Great Depression, we’re the agency that protects investors from misconduct, promotes fairness & efficiency in the securities markets, and …
National Securities Exchanges - SEC.gov
Following is a list of exchanges registered with the SEC under Section 6 (a) of the Exchange Act as national securities exchanges: Certain exchanges are also registered with the SEC through …
U.S. Securities and Exchange Commission - Wikipedia
The U.S. Securities and Exchange Commission (SEC) is an independent agency of the United States federal government, created in the aftermath of the Wall Street crash of 1929. [2] [3] [4] …
Self-Regulatory Organizations; New York Stock Exchange LLC; …
2 days ago · Pursuant to Section 19(b)(1) [] of the Securities Exchange Act of 1934 (“Act”), [] and Rule 19b-4 thereunder, [] notice is hereby given that on April 10, 2025, New York Stock …
SEC Approves Launch of U.S.’ First Sustainability-Focused Stock ...
Apr 16, 2025 · The Green Impact Exchange (GIX) announced that the U.S. Securities and Exchange Commission (SEC) has approved its Form 1 application for registration as a …
2024-2025 Developments Regarding NYSE And Nasdaq Listing …
Mar 11, 2025 · Throughout 2024 and early 2025, the Securities and Exchange Commission (SEC) has approved a variety of changes to the listing rules of the New York Stock Exchange LLC …
Securities and Exchange Commission (SEC) - USAGov
The Securities and Exchange Commission (SEC) oversees securities exchanges, securities brokers and dealers, investment advisors, and mutual funds in an effort to promote fair …
Understanding the SEC - Investopedia
Jul 12, 2024 · The U.S. Securities and Exchange Commission's mandate of protecting investors, ensuring fair and orderly markets, and supporting business growth through investment makes …
Securities and Exchange Commission (SEC) Defined, How It Works
Jul 12, 2024 · The U.S. Securities and Exchange Commission (SEC) is an independent federal government regulatory agency responsible for protecting investors and maintaining fair and …